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You’ll design, operate and test the futures compliance program, draft and maintain WSPs and policies, and advise product, engineering, operations and legal on regulatory requirements. You’ll review and approve marketing materials, handle regulatory examinations, AP registrations, complaint adjudication and KYC support, and track rule changes. You’ll also contribute to CCO reports, board reporting and compliance training.
3‑5 years of compliance experience in futures or derivatives at an FCM, broker, exchange, clearing firm or regulator, with solid knowledge of the Commodity Exchange Act, CFTC regulations and NFA rules. Ability to obtain an NFA Series 3 within 90 days, strong written and verbal communication, and a detail‑oriented, judgment‑driven approach.
The role safeguards Robinhood Derivatives’ ability to launch new futures products confidently while meeting strict CFTC/NFA obligations, protecting the firm and its customers. It underpins the team’s high‑impact, fast‑moving mission to democratize finance through compliant innovation.
A hands‑on compliance professional who thrives in a fast‑paced environment, can translate complex regulations into clear guidance, and enjoys collaborating across product, engineering and legal teams. Ideal for detail‑focused communicators who want to shape a growing compliance program.
Our mission is to democratize finance for all. An estimated $124 trillion of assets will be inherited by younger generations in the next two decades. The largest transfer of wealth in human history. If you’re ready to be at the epicenter of this historic cultural and financial shift, keep reading.
We are building an elite team, applying frontier technologies to the world's biggest financial problems. We're looking for bold thinkers. Sharp problem-solvers. Builders who are wired to make an impact. Robinhood isn't a place for complacency, it's where ambitious people do the best work of their careers. We're a high-performing, fast-moving team with ethics at the center of everything we do. Expectations are high, and so are the rewards.
Robinhood Derivatives, LLC (RHD) is Robinhood's CFTC-regulated futures commission merchant and NFA member, offering customers access to futures, options on futures, and event contracts. The RHD Compliance team is small, hands-on, and in build mode. We partner with Legal, Risk, Operations, Product, and Engineering to launch new derivatives products the right way, with clear regulations helping us build, innovate, and scale with confidence.
As the Futures Compliance Senior Specialist, you will directly report to the Chief Compliance Officer of RHD and be a core member of the team. You will help run and strengthen the day-to-day compliance program for our futures business, from policies and supervision to product reviews, marketing approvals, and regulatory interactions. This is a hands-on role for someone who knows futures regulation well and wants to help shape a program as the business grows.
This role is based in our Chicago, IL office , with in-person attendance expected at least 3 days per week.
In addition to the base pay range listed below, this role is also eligible for bonus opportunities + equity + benefits.
Base pay for the successful applicant will depend on a variety of job-related factors, which may include education, training, experience, location, business needs, or market demands. The expected base pay range for this role is based on the location where the work will be performed and is aligned to one of 3 compensation zones. For other locations not listed, compensation can be discussed with your recruiter during the interview process.
Base Pay Range:
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If our mission energizes you and you’re ready to build the future of finance, we look forward to seeing your application.
AI Usage Disclosure: Robinhood uses artificial intelligence (AI) tools to support parts of our recruiting process. These tools enhance the efficiency and consistency of our hiring process; however, all hiring decisions are made by our hiring teams.
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