GeminiComplianceRemote

Senior Associate, Trading Operations (Broker Dealer)

New York, New York; Remote (USA)Full-timeSenior$99,400 – $142,000
Posted Aug 31, 2026Deadline: Keep Open
Job SnapshotActively hiring
LocationNew York, New York; Remote (USA)
Job typeFull-time
Salary$99,400 – $142,000
DeadlineKeep Open

Finjobsly Role Intelligence

Experience level
Senior
Work style
Remote
Visa sponsorship
Not specified
Salary
$99,400 – $142,000
Key skills
FINRA Series 99FINRA Series 7FINRA Series 63ExcelSQLTrade ReconciliationBroker-Dealer OperationsRegulatory ReportingCorporate ActionsRisk Management

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Company insights

Gemini reports 37% revenue growth but a $107.7M quarterly loss

Q2 2026 revenue rose 37% year over year to $45.5M, while net loss narrowed 19% to $107.7M. Services revenue climbed 149%, offsetting a 38% decline in exchange revenue.

Q2 2026From the webGemini Investor Relations

Gemini launches commission-free U.S. stock trading

Gemini launched 0%-commission trading for thousands of U.S.-listed securities through its app, with Nasdaq providing real-time market data and Apex handling custody and clearing.

July 2026From the webGemini Investor Relations

Gemini closes $100M bitcoin-funded private placement

Winklevoss Capital Fund bought 7,142,857 Gemini Class A shares at $14 each for $100M, paying approximately 1,258 bitcoin. The company said the capital would support liquidity and product investment.

Gemini parts ways with its COO, CFO and chief legal officer

COO Marshall Beard, CFO Dan Chen and chief legal officer Tyler Meade left immediately. Gemini named Danijela Stojanovic interim CFO and Kate Freedman interim general counsel, with no planned COO replacement.

February 2026From the webBloomberg News

AI Generated Insights

Finjobsly Intelligence— Generated from the employer's job description

What you'll own

Own daily trade operations workflows, including cash, position, and trade reconciliations, and ensure accurate settlement and client allocations while investigating trade breaks.

What they're looking for

4+ years in brokerage or trade operations, strong analytical and reconciliation skills, proficiency in Excel/GoogleSheets and SQL, and FINRA Series 99 (with Series 7/63 preferred).

Why this role matters

Ensuring precise trade settlement and compliance supports Gemini’s mission to provide reliable crypto services and maintains regulatory integrity across the platform.

Best suited to

Candidates with a finance or economics background who thrive on detail‑oriented, data‑heavy processes and enjoy collaborating across compliance, finance, product, and engineering teams.

Fintech requirements

Role verticals

Payments
Funding stage
Public
Company vertical
Payments

Asset classes

Crypto
Visa sponsorship: No
Work arrangement: remote

About this role

About the Company

Gemini is a global crypto and Web3 platform founded by Cameron and Tyler Winklevoss in 2014, offering a wide range of simple, reliable, and secure crypto products and services to individuals and institutions in over 70 countries. Our mission is to unlock the next era of financial, creative, and personal freedom by providing trusted access to the decentralized future. We envision a world where crypto reshapes the global financial system, internet, and money to create greater choice, independence, and opportunity for all — bridging traditional finance with the emerging cryptoeconomy in a way that is more open, fair, and secure. As a publicly traded company, Gemini is poised to accelerate this vision with greater scale, reach, and impact.

The Department: Finance

The Role: Senior Associate, Trading Operations (Broker Dealer)

Responsibilities:

  • Execute daily trade operations workflows, including cash, position, and trade reconciliations, ensuring operational procedures and risk controls are followed and properly documented
  • Ensure timely, accurate settlement of trades and client allocations; investigate and resolve trade breaks (client-side and street-side)
  • Maintain accuracy of positions, cash balances, and broker/clearing data across firm systems
  • Monitor and process mandatory and voluntary corporate action events, including dividends, interest payments, and splits
  • Support account maintenance and review of new and existing account activity for trading eligibility
  • Partner with Compliance, Finance, Product and Engineering teams to support regulatory reporting, trade surveillance, and system enhancements
  • Identify and escalate operational risk issues; contribute to process improvement and control documentation
  • Support internal audits, regulatory exams, and control testing related to trade operations

What they're looking for

  • Bachelor's degree in Finance, Economics, or a related quantitative field
  • 4+ years of experience in brokerage or trade operations at a broker-dealer, exchange, or clearing firm
  • Working knowledge of the FINRA/SEC regulatory framework applicable to broker-dealers
  • Strong attention to detail and reconciliation/analytical skills
  • Intermediate or advanced in Excel/GoogleSheets and comfort working within trading and clearing systems
  • Intermediate skills in SQL and managing large data sets 
  • FINRA Series 99 required (or ability to obtain within 90 days of hire)
  • FINRA Series 7 and Series 63 preferred
It Pays to Work Here
 
The compensation & benefits package for this role includes:
  • Competitive starting pay
  • A discretionary annual bonus
  • Long-term incentive in the form of a new hire equity grant
  • Comprehensive health plans
  • 401K with company matching
  • Paid Parental Leave
  • Flexible time off

Salary Range: The base salary range for this role is between $99,400 - $142,000 in the State of New York. This range is not inclusive of our discretionary bonus or equity package. When determining a candidate’s compensation, we consider a number of factors including skillset, experience, job scope, and current market data.

In the United States, we offer a hybrid work approach at our hub offices, balancing the benefits of in-person collaboration with the flexibility of remote work. Expectations may vary by location and role, so candidates are encouraged to connect with their recruiter to learn more about the specific policy for the role. Employees who do not live near one of our hubs are part of our remote workforce. All employees, however, are required to onboard in-person at one of our office locations.

At Gemini, we strive to build diverse teams that reflect the people we want to empower through our products, and we are committed to equal employment opportunity regardless of race, color, ancestry, religion, sex, national origin, sexual orientation, age, citizenship, marital status, disability, gender identity, or Veteran status. Equal Opportunity is the Law, and Gemini is proud to be an equal opportunity workplace. If you have a specific need that requires accommodation, please let a member of the People Team know.

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More about this role

About company

Required skills

FINRA Series 99FINRA Series 7FINRA Series 63ExcelSQLTrade ReconciliationBroker-Dealer OperationsRegulatory ReportingCorporate ActionsRisk Management